Nicholas Rivera brings a unique blend of discipline, service, and thoughtful guidance to his role as an Investment Adviser Representative and Paraplanner. A proud U.S. Marine Corps veteran, Nicholas served one enlistment split between Okinawa as an administrative specialist and Edson Range as a marksmanship coach—roles that honed his leadership skills and reinforced his dedication to helping others grow.
Nicholas holds a bachelor’s degree in philosophy from the University of San Diego, reflecting his deep appreciation for thoughtful analysis and meaningful conversations. He holds Series 6, 63, and 65 licenses, along with a California Life and Health Insurance license.
Before entering the financial world, Nicholas spent several seasons as a wildlife firefighter in the Gulf and Northern Rockies, further illustrating his commitment to service and resilience under pressure. As the oldest sibling in his family, he naturally embraces a lead-by-example mentality—something that shows in his approach to financial planning and client care.
Coaching and guiding people toward their goals is what Nicholas is most passionate about. As a financial advisor, he sees his work as a way to empower individuals to pursue their dreams with confidence—knowing the financial side is in good hands.
When he’s not helping clients or analyzing financial strategies, Nicholas enjoys game nights with friends and family, hiking and backpacking, and engaging in philosophical discussions. He calls San Diego, CA home.
CA Lic #4369807